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The following is a representative (but not exhaustive) list of the types of securities claims where Dranoff Associates can provide representation:
- Churning
- Conflict of Interest/Fraud
- Failure to Execute
- Failure to Supervise
- Insider Information
- Margin Account Fraud
- Misrepresentations and Omissions
- Negligence
- Selling Away
- Unauthorized Trading
- Unsuitability
- Over-concentration/Lack of Diversification
- Excessive Risk
- Brokerage Ineptitude or Malpractice